What is the minimum investment amount?

Invest in tokenized offerings starting as low as $5,000 per position, enabling broader client participation and smoother portfolio diversification.

How long does client onboarding take?

Clients onboard in 24-48 hours through one-time KYC/AML and accredited-status checks via Simplici, with all documentation stored on-chain for instant auditability.

What types of alternative assets are available?

Access private equity, tokenized real estate, SBA 7(a) loans, equipment finance, and more with institutional-grade diligence including audits, background checks, and third-party appraisals.

How does compliance work?

Liquidity auto-generates Form D, Blue Sky, and state-level filings with automated KYC/AML verification. All documents are time-stamped and stored securely with dedicated support for regulatory questions.

Are limited investment access and regulatory burdens trapping your advisory practice?

Retail clients have historically been shut out of private-market opportunities due to high minimums, onerous accreditation requirements, and opaque due‐diligence processes. At the same time, managing alternative assets across multiple client accounts creates steep compliance complexity and administrative overhead—leaving you with less time to focus on client relationships and growth.

Now, imagine the opposite: Point your clients to a single platform where they can explore public stocks, ETFs, crypto, private stock, and secondaries, pledge interest in upcoming primary raises, and complete KYC/AML verification online. Clients can link their account to a broker in Account Settings, and every asset page carries research and a Data Room. That’s Liquidity for RIAs: clearer information, verified accounts, and broader access for your clients.

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How You Can Start as a Registered Investment Advisor

How it works

Sign Up as an Advisor

Sign up with a one-time code by email or mobile—no password.
Complete your profile and identity verification—KYC and AML checks—and upload any documents from Account Settings.
Our team is available to answer questions and help you get familiar with the platform.

Onboard & Verify Clients

Clients create their own accounts and can link to you as their broker in Account Settings.
Each client completes KYC and AML checks online and chooses an investor level—Explorer, Trader, or Accreditation under Reg D 506(b) or 506(c).
Verification status is shown in each account, and documents are kept in the account’s Documents section.

Browse & Curate Alternative Investments

Explore the Exchange: public stocks, ETFs, crypto, private stock, secondaries, and primary raises open for non-binding pledges.
Review each asset’s Data Room—files, research, and edit history—alongside price charts, valuation history, and funding data.
Compare offerings by minimum investment, price per share, desired raise, and close date to match each client’s objectives.

Trade & Pledge on Liquidity

Clients place Firm or Indicative orders on private secondaries, or trade public stocks, ETFs, and crypto from one account.
Pledges are non-binding: clients are invited to subscribe only if total pledges reach the minimum by the close date; otherwise the pledge lapses.
Private secondary trades settle by direct transfer between buyer and seller at closing; tokenized assets also show their on-chain details.

Manage & Report in One Place

Monitor holdings by asset class—crypto, fixed income, stocks, and private positions—from the wallet and portfolio view.
Reports cover account value, income, realized and unrealized P&L, and total return, plus downloadable documents and a full order history for each account.
Set price alerts, follow assets on a watchlist, and track every order as open, in progress, executed, or cancelled—all from the same account.

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Solutions We Are Offering

Liquidity empowers advisors with four core capabilities—designed to remove friction, maintain compliance, and enhance client value.

Clear Minimums & Reviewed Deals: Access private stock, secondaries, and primary raises across asset types—each offering shows its minimum investment, and issuance is reviewed and approved before listing.
Comprehensive Asset Data: Review Data Room files, company research, valuation history, and funding data to confidently guide client allocations.

Digital KYC/AML & Accreditation: Clients complete KYC and AML checks online and can upgrade from Reg D 506(b) to 506(c) in Account Settings.
Price Discovery & Order Book Data: Each private asset shows bids, asks, spread, reference price, open listings, and last round—giving you transparency into market demand.

Multi-Market Portfolios: Clients hold public stocks, crypto, fixed income, and private positions in one wallet, with separate public and private markets cash.
Portfolio Reporting & Documents: Track account value, income, realized and unrealized P&L, and total return, and download account documents when needed.

Onboarding & Training: Get started with guided sign-up and support from our team whenever you or your clients have questions.
Clear Regulatory Disclosures: Securities brokerage services provided by Liquidity.io LLC, a member of FINRA/SIPC. Equity clearing by Alpaca Securities LLC.

Start Building Your Alternative-Asset Practice

How the Old Model Bleeds Time and Cash

High Minimums & Accreditation Barriers: Most private-market deals demand large minimums per client, excluding smaller households or emerging high-net-worth clients from meaningful participation.
Missed Diversification: Without access to alternative assets, portfolios are over-concentrated in public equities and bonds—reducing potential risk mitigation.

Manual Documentation: Advisors juggle paper forms, PDFs, and emails to verify KYC/AML and accredited status for each client—often taking weeks per onboarding.
Regulatory Burden: Tracking Form D, Blue Sky, and state-level filings across multiple concurrent deals is error-prone, exposing you to audit risks.

Fragmented Workflows: Managing alternative investments across different custodians and platforms means logging into multiple portals, reconciling trade confirmations, and manually updating client spreadsheets.
Reduced Client Face Time: You spend excessive hours on back-office tasks, leaving less time for strategic planning, marketing, and client engagement.

Disparate Data Sources: Performance metrics, distribution reports, and compliance logs live in siloed systems—making it difficult to generate consolidated client statements.
Delayed Insights: By the time data is compiled, it’s already stale, hindering timely rebalancing or tax-loss harvesting decisions.

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The Liquidity Way — Streamlined, Transparent, & Scalable

Cost & Friction	Traditional RIA Workflows	Liquidity’s Investing Platform
Investment Access	High Ticket Sizes: Large minimums for private equity, real estate syndications, or private credit funds—shutting out many clients.	Clear Minimums: Each offering shows its minimum investment and price per share up front, making it easier to plan broader client participation and diversification.
Onboarding & Compliance	Manual KYC/AML & Accreditation: Paper forms, mailed IDs, and repeated checks for each new deal—costing days or weeks.	Integrated Digital Verification: Online KYC/AML and accreditation checks under Reg D 506(b) or 506(c), with each client’s verification status shown in their account.
Portfolio Management	Multiple Portals & Spreadsheets: Advisors juggle several custodians and external reporting tools, manually reconciling holdings across accounts.	Unified Portfolio: Clients see traditional and alternative holdings—stocks, crypto, fixed income, and private positions—in one wallet, and can link to their broker.
Reporting & Analytics	Delayed, Error-Prone Reports: Pulling data from multiple custodians leads to stale, inconsistent client statements—hindering timely decision-making.	Built-In Reports & Documents: Reports show account value, income, realized and unrealized P&L, and total return, with downloadable documents. Set price alerts to follow each asset.
Client Service & Support	Reactive Compliance: Advisors scramble to meet Form D and Blue Sky deadlines, often requiring outside counsel or third-party services—piling on extra legal fees.	Asset Data Rooms & Documentation: Each asset page includes a Data Room with files, research, and edit history, and account documents are downloadable anytime. Our support team is available for platform questions.

Yes! I Want to Elevate My Advisory Practice

What You Gain the Very First Day

Immediate benefits that transform how you serve clients and grow your firm.

Curated, Reviewed Deals: Explore private stock, secondaries, venture capital, equipment finance, and more—each reviewed and approved before listing.

Clear Minimums: See each offering’s minimum investment, desired raise, and minimum to proceed up front—helping you plan for smaller accounts and emerging HNW families.

Online KYC/AML & Accreditation: Clients sign in with a one-time code and complete KYC and AML checks online, with status shown in their account.

Digital Document Library: Asset Data Rooms hold files, research, and edit history, and account documents are available to download—no more manual PDF chasing.

Broker Connection: Clients can link their account to a broker—or change brokers—in Account Settings, keeping the advisory relationship clear.

Performance & P&L Reporting: Review account value, income, realized and unrealized P&L, and total return for each account, and track orders from open to executed.

Price Alerts, Watchlists & Order Tracking: Set price alerts on the assets you follow and track every order as open, in progress, executed, or cancelled.

Downloadable Account Documents: Download account documents and reports—covering account value, income, realized and unrealized P&L, and total return—so you and your clients always stay informed.

Onboarding Assistance: Our team helps you and your clients get set up, from account creation and verification to navigating markets and placing orders.

Company Research & Data Rooms: Access company research, valuation history, funding data, price charts, and Data Room files for each asset—useful inputs for sponsor due diligence.

A Broader Client Offering: By adding alternative assets to your conversations, you can offer clients a wider opportunity set alongside traditional holdings.

Client Retention & Referrals: Offering access to private markets through one clear platform can deepen client relationships and support stronger referral pipelines.

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Platform Facts

KYC/AML

6 Tabs

506(c)

2 Order Types

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Disclosure

Trust Center

DISCLAIMER: Securities brokerage services are provided by Liquidity.io LLC, a member of FINRA/SIPC. Equity clearing by Alpaca Securities LLC; cryptocurrency by Alpaca Crypto LLC. Liquidity.io is a wholly owned subsidiary of Satschel Inc. and provides services to this Platform. By using the Site, you are subject to the Liquidity.io LLC Terms of Service and Privacy Policy.

Please read these carefully before using the Platform. Although our Platform may describe opportunities to invest in various securities, we do not make recommendations regarding the appropriateness of any particular investment opportunity for any particular investor. We are not investment advisers and we do not provide investment advice or monitor, endorse, analyze, or recommend any securities. You should be aware that the value of investments in private securities may be impacted by limited disclosure of financial and other company information, and of transaction reporting; they may be less-liquid than comparable public-market securities and that private securities holdings are often subject to additional trading restrictions which may impact your ability to sell. You should consult your business adviser, accounting adviser, and/or attorney with respect to price, value, risk or other aspects of your security or investment, prior to entering into a transaction. Digital assets using blockchain, are speculative, involve a high degree of risk, are generally illiquid, may have no value, have limited regulatory certainty, are subject to potential market manipulation risks and may expose investors to loss of principal. Investments in private placements, start-up investments in particular, are also speculative and involve a high degree of risk. Investors must be able to afford the loss of their entire investment. Blockchain is a new technology and unproven in financial markets. Securities ownership is officially maintained at a securities custodian and the transaction agent's records supersede the blockchain. There is no guarantee that tokenization will enable any secondary market liquidity in the future and your investment may remain illiquid.

Liquidity.io LLC is a member of FINRA and SIPC.

Liquidity.io LLC Contact:
Eric Choi
Tel: +1 (702) 379-5528
Address: 3350 Sugarbowl Cir., Whitefish, MT