Eligibility-Aware Onboarding, Supervision & Records

Clear, compliance-friendly workflows for onboarding and record-keeping across primary and secondary processes. Availability varies by asset and market.

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Hedging Flows 101 — Why Prices Can Move During Financing Windows

When a company raises money using convertible notes or warrants, professional investors often hedge (reduce risk) by shorting stock or using options. Those hedging trades can add temporary selling pressure and create range-bound prices around specific strikes or dates—even if the business fundamentals haven’t changed. This is normal market plumbing, not a comment on any specific issuer.
Simple example:

A fund buys a convertible note. To manage risk, it shorts some common stock.
Around measurement dates or reset windows, hedging can increase.
As financing windows close or positions are adjusted, these technical flows often fade.

Problem Statements

Hedging can mask fundamentals (short-term).

What you see: Price moves that don’t match news or performance.
Why it matters: Technical flows can dominate near-term trading even if the company is executing well.

Options/short activity can “box in” prices.

What you see: Price clustering around option strikes or put/call walls.
Why it matters: Liquidity and hedging needs can create temporary ranges until positions rebalance.

Deal terms and windows can prolong overhang.

What you see: Pressure that lingers during reset or measurement periods.
Why it matters: Without a calendar of events, teams and investors misread what’s “technical” vs “fundamental.”

Operators need consistent communication.

What you see: Fragmented updates, inconsistent language, missing records.
Why it matters: Compliance requires supervision, approvals, and durable records—especially when discussing financing mechanics.

Solution Summary

Liquidity.io provides eligibility-aware onboarding, supervised communications, and records across primary and secondary workflows. Use it to explain financing mechanics with consistent language and store approvals/audit trails—all within compliance guardrails. Availability varies by jurisdiction and eligibility.

Key Capabilities

Eligibility engine: Tailor what each visitor can see based on consent, role, and eligibility.
Supervised communications: Draft → review → approve → publish, with standardized language and checklists.
Record-keeping: Immutable logs of who said what, when, to whom; version history and retention.
Role based views:

Investor (accredited/private secondary owner) — neutral explainers, risk language, market-structure primers.

Issuer (primary/company owner) — internal comms templates, review flows, and records for updates.

Broker / RIA / Partner / Affiliate — supervised messaging packs and distribution logs (no offers implied).
Privacy & controls: Consent is explicit and revocable; users can unsubscribe or manage preferences at any time.

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